Wall Street Faces Nearly $2B in Penalties Over Record Keeping

Randy

The SEC and the CFTC have levied nearly $2 billion in penalties on various Wall Street firms for record-keeping failures.

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The Co-Working Sector Is Set for Major Growth. But There Will Still Be Growing Pains.

Randy

After recovering rather quickly from the pandemic, the co-working sector is now growing at an accelerate rate. A more geographically […]

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How COVID-19 Changed Retailers’ Site Selection Strategies

Randy

In our post-COVID era, a new trend is emerging in retail that is changing how these businesses operate. Retail stores […]

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FPA Selects President-Elect for 2023

Randy

Claudia Cypher Kane, a Raymond James-affiliated independent advisor, will be the next president-elect of the Financial Planning Association. The association’s […]

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Today’s Mortgage Rates & Trends – September 28, 2022: Rates soar

Randy

Mortgage rates continue surging to 20-year highs, with the 30-year average jumping another quarter of a point higher, for more than a 1.25% gain in just over two weeks.

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EP Wealth Advisors Acquires $1B Minot Wealth Management

Randy

EP Wealth Advisors, a growing California-based registered investment advisor, has made a move on the East Coast with the acquisition of Westwood, […]

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Harley-Davidson Spins Off Electric Motorcycle Division

Randy

Harley-Davidson (HOG) spun off its electric motorcycle division, LiveWire, in an SPAC deal creating the first publicly-traded electric motorcycle company in the U.S.

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The Inside ETFs Podcast: Noel Archard on The Advantages Of ETFs in a Volatile Market

Randy

Sponsored by While markets have continued to remain volatile, ETFs have maintained their potential for growth. In this episode, Douglas […]

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Tread Lightly When Adding Life Insurance to Your Repertoire

Randy

I’ve recently noticed an uptick in chatter, both in print and conversation, advancing the point of view that investment advisors […]

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401(k) Real Talk Episode 35: September 28, 2022

Randy

Welcome to this week’s edition of 401(k) Real Talk, where Fred Barstein, contributing editor for WealthManagement.com’s RPA Edge, reviews all […]

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